|
The principles and associates of Maxim Capital
Advisors Inc. are Registered Representatives of and offer securities products
& services through Royal Alliance Associates, Inc. Member NASD/SIPC, a
registered broker-dealer. In this regard, this communication is strictly
intended for individuals residing in the states of California, Colorado,
and Hawaii. No offers
may be made or accepted from any resident outside the state of California.
The principles and associates of Maxim Capital Advisors Inc. are also separately
registered as an investment advisor under Maxim Capital Advisors Inc., a
registered investment advisor, offering advisory services in the states of
California, Colorado, and Hawaii. As such, these services are strictly intended for individuals
residing in California, Colorado, and Hawaii.
IMPORTANT CONSUMER INFORMATION:
A broker-dealer "BD", investment advisor "IA", a
BD agent, IA representative may only transact business in a state if
first registered in that state, or is excluded or exempt from
registration in that state as a broker-dealer, investment advisor, BD
agent, or IA Representative, as appropriate. Follow-up,
individualized responses to persons in a state by such a firm or
individual that involve either affecting or attempting to affect
transactions in securities, or the rendering of personalized
investment advice for compensation, will not be made without first
complying with appropriate registration requirements, or applicable
exemption or exclusion.
For information concerning licensing
status or disciplinary history of a broker-dealer, investment advisor,
BD agent, or IA rep, a consumer should contact his or her state
securities law administrator.
|
